DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Flaharty Asset Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Melissa M Robinson | Flaharty Asset Management, LLC independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Nov 17, 2025 | Sep 15, 2026 (302 d) |
| Todd D Demko | Flaharty Asset Management, LLC independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Nov 18, 2024 | Jan 6, 2025 (49 d) |
| Riley Robert Giauque | Flaharty Asset Management, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 28, 2023 | Nov 27, 2023 |
| Matthew John Macek | Flaharty Asset Management, LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 17, 2021 | Jun 24, 2024 (1223 d) |
| Christopher Douglas Davidson | Flaharty Asset Management, LLC independent RIA | LPL Financial LLC independent RIA | RIA to RIA | May 21, 2019 | Jan 24, 2019 |
| Matthew Jimenez | Flaharty Asset Management, LLC other | Signator Investors, Inc. other | Other | Jun 30, 2017 | Oct 30, 2017 (122 d) |
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6 moves match.