DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Mallard Financial Partners Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Paul S. Baumbach | Mallard Financial Partners Inc independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | Mar 25, 2024 | Jul 26, 2023 |
| Susan Elizabeth Lehnerd | Mallard Financial Partners Inc independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | Feb 13, 2024 | Jul 24, 2023 |
| Sean Thomas Heidig | Mallard Financial Partners Inc independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | Feb 13, 2024 | Jul 17, 2023 |
| Nicholas Joseph Gaetani | Mallard Financial Partners Inc independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 29, 2022 | Oct 10, 2022 |
| Alan Rafael Menase | Mallard Financial Partners Inc independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 16, 2022 | May 17, 2022 (62 d) |
| Ryan Matthew Flurie | Mallard Financial Partners Inc other | Vanguard Advisers, Inc. other | Other | Aug 11, 2016 | Aug 24, 2016 |
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6 moves match.