DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Kcs Wealth Advisory

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Laura A GilmanKcs Wealth Advisory independent RIAWealth Enhancement Advisory Services, LLC independent RIARIA to RIAOct 3, 2023Oct 2, 2023
Kenneth Brian WaltzerKcs Wealth Advisory independent RIAWealth Enhancement Advisory Services, LLC independent RIARIA to RIAOct 3, 2023Oct 2, 2023
Nick Vaziri NejadKcs Wealth Advisory independent RIABeverly Hills Private Wealth, LLC independent RIARIA to RIAJul 24, 2023Aug 9, 2023
Scott Christopher GaynorKcs Wealth Advisory independent RIANavalign, LLC independent RIARIA to RIAJul 17, 2023Jul 14, 2023
Katrina Strelow SoelterKcs Wealth Advisory independent RIAEqualis Financial unclassifiedOtherJul 17, 2023Jul 18, 2023
Hannah Ruth NealKcs Wealth Advisory independent RIAMorgan Stanley wirehouseRIA to wirehouseMay 15, 2023May 31, 2023
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6 moves match.