DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Beverly Hills Private Wealth, LLC
Latest filing Mar 19, 2026
First filing on the tape Sep 6, 2022 · 12 filings
SEC status approved since Oct 6, 2022
RAUM
$912M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$887M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$152M
derived; firm RAUM over IAPD count
Employees
10
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$912M as of Mar 19, 2026
Mar 20, 2023$484M then
HNW client RAUM$853M as of Mar 19, 2026
Mar 20, 2023$446M then
State-registered IARs (5.B.3)6 as of Mar 19, 2026
Mar 20, 20233 then
Employees (5.A)10 as of Mar 19, 2026
Mar 20, 20238 then
Private funds: 1
RAUM +17% over the last fiscal year+24% a year over threeIARs 6 to 6
Practice profile
derived from the filing of Mar 19, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $152MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 39derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.3MderivedHNW RAUM over HNW clients
- Average account
- $685,900derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 6.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +11%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $4.0M, 22 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$853M93%
- Individuals$33.8M3.7%
- Pension and profit-sharing plans$21.0M2.3%
- Charitable organizations$4.6M0.5%
- Individual clients
- 72reported
- HNW clients
- 162reported
- Pension plan clients
- 16reported
- Charitable clients
- n/areported
- Accounts
- 1,330reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $4.0M for 22 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Lisa Madeleine WestermarkChartered Financial Consultant | Beverly Hills, Ca | Oct 7, 2022 | 13 y | 1 |
| Scott Marshall ShagrinCertified Financial Planner | Beverly Hills, Ca | Oct 10, 2022 | 42 y | 2 |
| Ira Harry Ravitz | Beverly Hills, Ca | Oct 10, 2022 | 27 y | 2 |
| Nick Vaziri NejadChartered Financial Analyst | Beverly Hills, Ca | Aug 9, 2023 | 11 y | 1 |
| Andrew Fuller | Beverly Hills, Ca | Feb 29, 2024 | 10 y | 1 |
| Bradley S HammermanCertified Financial Planner | Beverly Hills, Ca | Sep 18, 2025 | 18 y | 4 |
Advisor movement
1 left, 1 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 17% of current headcount1 left over 36 months
Left, latest
- Jose-Pablo Buerba to Evoke AdvisorsOct 22, 2025 · RIA to RIA
Joined, latest
- Bradley S Hammerman from SeiaSep 18, 2025 · Affiliated broker-dealer or bank to independent RIA
- Andrew Fuller from Merrill Lynch, Pierce, Fenner & Smith IncorporatedFeb 29, 2024 · Wirehouse to independent RIA
- Nick Vaziri Nejad from Kcs Wealth AdvisoryAug 9, 2023 · RIA to RIA
- Jose-Pablo Buerba from Merrill Lynch, Pierce, Fenner & Smith IncorporatedMar 27, 2023 · Wirehouse to independent RIA
- Scott Marshall Shagrin from Merrill Lynch, Pierce, Fenner & Smith IncorporatedOct 10, 2022 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- Ira Harry Ravitz from Merrill Lynch, Pierce, Fenner & Smith IncorporatedOct 10, 2022 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- Lisa Madeleine Westermark from Merrill Lynch, Pierce, Fenner & Smith IncorporatedOct 7, 2022 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Teams: two or more advisors moving together within fourteen days, from one state
- 5 joined from Merrill Lynch, Pierce, Fenner & Smith IncorporatedOct 10, 2022 · Beverly Hills, Ca
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Harry Ira Ravitz · Chief Compliance Officer & Managing Directorcontrolsince 10/2022 · owns less than 5%
- Marshall Scott Shagrin · Managing Directorcontrolsince 10/2022 · owns less than 5%
- Harry Ira Ravitz · Trusteecontrolsince 10/2022 · owns F of Ravitz Family Trust
- Marshall Scott Shagrin · Trusteecontrolsince 10/2022 · owns F of Scott M. Shagrin Separate Property Trust
- Marshall Scott Shagrin · Trusteecontrolsince 10/2022 · owns F of Sandra Zahn-Oreck Generation-Skipping Trust
- Madeleine Lisa Westermark · Membersince 10/2022 · owns less than 5%
Entity owners
- Ravitz Family Trust · Memberdirect · owns 25% to 50%
- Scott M. Shagrin Separate Property Trust · Memberdirect · owns 50% to 75%
- Sandra Zahn-Oreck Generation-Skipping Trust · Memberdirect · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Beverly Hills, Ca · principal | 6 | 1 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,079 to 1,330Mar 21, 2025 to Mar 19, 2026
- HNW clients · 138 to 162Mar 21, 2025 to Mar 19, 2026
- Assets in custody · $9.7M to $4.0MMar 21, 2025 to Mar 19, 2026
- Private funds · 1 to unsetMar 21, 2025 to Mar 19, 2026
- Discretionary RAUM · $783M to $912MMar 21, 2025 to Mar 19, 2026
- HNW RAUM · $721M to $853MMar 21, 2025 to Mar 19, 2026
- Individual RAUM · $31.9M to $33.8MMar 21, 2025 to Mar 19, 2026
- Pension RAUM · $25.0M to $21.0MMar 21, 2025 to Mar 19, 2026
- RAUM · $783M to $912MMar 21, 2025 to Mar 19, 2026
- Accounts · 1,097 to 1,079Dec 16, 2024 to Mar 21, 2025
- Advisory employees · 5 to 6Dec 16, 2024 to Mar 21, 2025
- HNW clients · 151 to 138Dec 16, 2024 to Mar 21, 2025
- Individual clients · 61 to 72Dec 16, 2024 to Mar 21, 2025
- Pension plan clients · unset to 16.0Dec 16, 2024 to Mar 21, 2025
- Assets in custody · $10.1M to $9.7MDec 16, 2024 to Mar 21, 2025
- Employees · 9 to 10Dec 16, 2024 to Mar 21, 2025
- Financial planning clients · 0 to 0Dec 16, 2024 to Mar 21, 2025
- State-registered IARs · 5 to 6Dec 16, 2024 to Mar 21, 2025
- Private funds · unset to 1Dec 16, 2024 to Mar 21, 2025
- Discretionary RAUM · $696M to $783MDec 16, 2024 to Mar 21, 2025
- HNW RAUM · $673M to $721MDec 16, 2024 to Mar 21, 2025
- Individual RAUM · $18.3M to $31.9MDec 16, 2024 to Mar 21, 2025
- Pension RAUM · unset to 25028481.0Dec 16, 2024 to Mar 21, 2025
- RAUM · $696M to $783MDec 16, 2024 to Mar 21, 2025
- Assets in custody · $3.0M to $10.1MFeb 20, 2024 to Dec 16, 2024
- Accounts · 791 to 1,097Oct 24, 2023 to Feb 20, 2024
- Advisory employees · 3 to 5Oct 24, 2023 to Feb 20, 2024
- Corporate clients · 11.0 to unsetOct 24, 2023 to Feb 20, 2024
- HNW clients · 110 to 151Oct 24, 2023 to Feb 20, 2024
- Individual clients · 11 to 61Oct 24, 2023 to Feb 20, 2024
- Pension plan clients · 13.0 to unsetOct 24, 2023 to Feb 20, 2024
- Assets in custody · $2.9M to $3.0MOct 24, 2023 to Feb 20, 2024
- Employees · 8 to 9Oct 24, 2023 to Feb 20, 2024
- State-registered IARs · 3 to 5Oct 24, 2023 to Feb 20, 2024
- Discretionary RAUM · $459M to $696MOct 24, 2023 to Feb 20, 2024
- HNW RAUM · $446M to $673MOct 24, 2023 to Feb 20, 2024
- Individual RAUM · $3.0M to $18.3MOct 24, 2023 to Feb 20, 2024
- Non-discretionary RAUM · $25.0M to $0Oct 24, 2023 to Feb 20, 2024
- Pension RAUM · 16000000.0 to unsetOct 24, 2023 to Feb 20, 2024
- RAUM · $484M to $696MOct 24, 2023 to Feb 20, 2024
Signals
7 dated events
- Jose-Pablo Buerba left Beverly Hills Private Wealth, Llc for Evoke Advisors (registered 2026-07-22)Oct 22, 2025 · Advisor changed firm · fact
- Beverly Hills Private Wealth, Llc reported RAUM $696.0M, up 44% from $484.0M (2023-10-24 to 2024-02-20)Feb 20, 2024 · RAUM change · derived
- 5 advisors left Merrill Lynch, Pierce, Fenner & Smith Incorporated (Beverly Hills, CA) for Beverly Hills Private Wealth, LLC within 15 daysOct 10, 2022 · Team lift-out · derived
- William Andrew Hamelin (Chief Compliance Officer) no longer on Schedule A of Beverly Hills Private Wealth, Llc (listed 2022-09-06, absent 2022-10-07)Oct 7, 2022 · Control person left · inference
- Harry Ira Ravitz (Trustee) appeared on Schedule A of Beverly Hills Private Wealth, LlcOct 7, 2022 · Control person joined · fact
- Marshall Scott Shagrin (Trustee) appeared on Schedule A of Beverly Hills Private Wealth, LlcOct 7, 2022 · Control person joined · fact
- Beverly Hills Private Wealth, Llc filed its initial SEC registration (Form ADV)Sep 6, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@bhpw.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 310-388-3800reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/beverly-hills-private-wealthreportedpublic record, Form ADV, Sep 17, 2026
- Website
- bhpw.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 310-388-3800reportedpublic record, Form ADV, Mar 19, 2026
- Contact form
- bhpw.com/contact-usreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $152Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026