DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from 401k Gps
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Albert Pingree Herzog | 401k Gps no RAUM | Ep Wealth Advisors independent RIA | Other | Nov 16, 2017 | Jan 2, 2025 (2604 d) |
| Michael Robert Chechel | 401k Gps no RAUM | Ep Wealth Advisors independent RIA | Other | Nov 16, 2017 | Jan 16, 2025 (2618 d) |
| Adam R Kulesza | 401k Gps no RAUM | Ep Wealth Advisors independent RIA | Other | Nov 16, 2017 | Jan 2, 2025 (2604 d) |
| James Allan Plaskey | 401k Gps no RAUM | Executive Wealth Management, LLC other | Other | Nov 16, 2017 | Jul 8, 2015 |
| Eric Perich | 401k Gps no RAUM | Thrivent Investment Management Inc. other | Other | Dec 3, 2015 | Dec 11, 2015 |
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5 moves match.