DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Simplex Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Tracy Jao | Simplex Wealth Management independent RIA | Steward Partners Investment Advisory, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 4, 2025 | Jun 30, 2025 |
| John Ho Seo | Simplex Wealth Management independent RIA | Steward Partners Investment Advisory, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 4, 2025 | Jun 30, 2025 |
| Justin M Patellaro | Simplex Wealth Management independent RIA | Eide Bailly Advisors, LLC independent RIA | RIA to RIA | Dec 2, 2024 | Nov 28, 2023 |
| Michael Gregory Jensen | Simplex Wealth Management other | Beacon Pointe Advisors, LLC other | Other | Jan 26, 2017 | Jan 6, 2017 |
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4 moves match.