DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Trac Asset Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Daniel Hansen | Trac Asset Management LLC state registered | 401klogic LLC state registered | Other | Oct 16, 2023 | Oct 3, 2024 (353 d) |
| Ryan Joseph Mccarty | Trac Asset Management LLC state registered | Barlas O'Reilly Wealth Management, LLC state registered | Other | Aug 22, 2019 | Sep 4, 2019 |
| Dawn Renee Carey | Trac Asset Management LLC state registered | Fiscal Wisdom Wealth Management LLC independent RIA | Other | Jan 11, 2019 | Dec 26, 2018 |
| James Robert Mcmiller | Trac Asset Management LLC state registered | Kingsbury Capital Investment Advisors LLC independent RIA | Other | Nov 23, 2018 | Nov 5, 2018 |
| Kenneth Michael Ackerman | Trac Asset Management LLC state registered | Fiscal Wisdom Wealth Management LLC independent RIA | Other | Oct 2, 2018 | Oct 4, 2018 |
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5 moves match.