DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Pl Wealth Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Eric Patterson | Pl Wealth Advisors, LLC state registered | Empower Advisory Group, LLC BD affiliated | Other | Jun 1, 2026 | Jun 15, 2026 |
| Jason Roger Locke | Pl Wealth Advisors, LLC state registered | Robertson Investment Management independent RIA | Other | May 20, 2026 | Jul 3, 2026 (44 d) |
| Julie Ann Hepburn | Pl Wealth Advisors, LLC state registered | Bull Harbor Capital LLC. no RAUM | Other | Oct 3, 2023 | Oct 23, 2023 |
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3 moves match.