DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Moneco Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Nicholas Mannuel DesousaMoneco Advisors independent RIAClaro Advisors Inc. independent RIARIA to RIAJan 31, 2025Feb 3, 2025
Jose Eduardo ViveroMoneco Advisors independent RIAUnited Financial Planning Group LLC independent RIARIA to RIAJan 30, 2025Jun 6, 2025 (127 d)
Zahya Lee BeallMoneco Advisors independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankFeb 2, 2024Feb 2, 2024
Christopher E TormeyMoneco Advisors independent RIABull Harbor Capital LLC. no RAUMRIA to a newly registered adviserNov 7, 2023Nov 6, 2023
Scott Louis LanglaisMoneco Advisors independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankAug 19, 2019Oct 8, 2019 (50 d)
Ann Marie GreenbergMoneco Advisors independent RIAHighpoint Advisor Group, LLC independent RIARIA to RIAJul 24, 2018Jul 12, 2018
Page 1 of 1
6 moves match.