DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Mariner Retirement Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
David Kent StoferMariner Retirement Advisors, LLC institutionalMariner independent RIAOtherJul 3, 2018Jun 29, 2018
Angelyn RossonMariner Retirement Advisors, LLC institutionalMariner independent RIAOtherJul 3, 2018Jun 29, 2018
Timothy Shepard DuncanMariner Retirement Advisors, LLC institutionalMariner independent RIAOtherJul 3, 2018Jun 28, 2018
Mark Louis NothnagelMariner Retirement Advisors, LLC institutionalMariner independent RIAOtherJul 3, 2018Jun 29, 2018
Thomas Charles HardyMariner Retirement Advisors, LLC institutionalMariner independent RIAOtherJul 3, 2018Jun 29, 2018
Scott Austin EggersMariner Retirement Advisors, LLC institutionalMariner independent RIAOtherJul 3, 2018Jun 28, 2018
Tami Lynn LedgerMariner Retirement Advisors, LLC institutionalMariner independent RIAOtherJul 3, 2018Jun 29, 2018
John Aylward FletcherMariner Retirement Advisors, LLC institutionalMariner independent RIAOtherJul 3, 2018Jun 28, 2018
Judy I GutierrezMariner Retirement Advisors, LLC otherOneamerica Securities, Inc. otherOtherAug 28, 2015Sep 24, 2015
Page 1 of 1
9 moves match.