DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from The Patriot Financial Group, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Paul TamagniThe Patriot Financial Group, LLC independent RIALPL Financial LLC independent RIARIA to RIAJun 29, 2018Jun 28, 2018
Nathaniel Benjamin HahnThe Patriot Financial Group, LLC independent RIALPL Financial LLC independent RIARIA to RIAJun 29, 2018Jun 28, 2018
Linda Susan MckenneyThe Patriot Financial Group, LLC independent RIALPL Financial LLC independent RIARIA to RIAJun 29, 2018Jun 25, 2018
Susanne R. NelsonThe Patriot Financial Group, LLC independent RIALPL Financial LLC independent RIARIA to RIAJun 29, 2018Feb 6, 2018
Gerard Vincent DoughertyThe Patriot Financial Group, LLC otherCreativeone Wealth, LLC otherOtherOct 27, 2017Oct 24, 2017
Brett M FerrariThe Patriot Financial Group, LLC otherLPL Financial LLC otherOtherOct 27, 2017Oct 3, 2017
Marcia Lynn BernsteinThe Patriot Financial Group, LLC otherFoundations Investment Advisors LLC otherOtherJun 28, 2017Jun 27, 2017
William H AndersonThe Patriot Financial Group, LLC otherBelpointe Asset Management LLC otherOtherJan 30, 2017Jan 31, 2017
Paul Peter SalamonThe Patriot Financial Group, LLC otherBelpointe Asset Management LLC otherOtherJan 4, 2017Jan 5, 2017
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69 moves match.