DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from O'Donnell Financial Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christopher John Cummock | O'Donnell Financial Services, LLC independent RIA | Parallel Advisors, LLC independent RIA | RIA to RIA | Jun 17, 2024 | Dec 6, 2024 (172 d) |
| Lisa Ann Gallo | O'Donnell Financial Services, LLC independent RIA | Independent Financial Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 22, 2024 | Dec 15, 2023 |
| Michael Powell | O'Donnell Financial Services, LLC independent RIA | Independent Financial Group, LLC independent RIA | RIA to RIA | Jan 6, 2022 | Jan 10, 2020 |
| Stephen Ernest Mantzouris | O'Donnell Financial Services, LLC independent RIA | Liberty Wealth Management, LLC independent RIA | RIA to RIA | May 7, 2019 | Aug 6, 2019 (91 d) |
| Kyle Jordan Ladd | O'Donnell Financial Services, LLC other | Scottrade Investment Management other | Other | May 19, 2017 | Feb 23, 2017 |
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5 moves match.