DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Catalina Capital Group, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Calvin Dean HedmanCatalina Capital Group, LLC independent RIAVance Wealth independent RIARIA to RIAJun 10, 2026Jul 10, 2026
Philippe Robert OertleCatalina Capital Group, LLC independent RIACw Advisors, LLC independent RIARIA to RIAJun 10, 2026Jun 1, 2026
Chris Matthew FrantzCatalina Capital Group, LLC independent RIACw Advisors, LLC independent RIARIA to RIAJun 10, 2026Jun 1, 2026
Bradd Allen DonovanCatalina Capital Group, LLC independent RIACw Advisors, LLC independent RIARIA to RIAJun 10, 2026Jun 1, 2026
Kyle Jacob LundeCatalina Capital Group, LLC mixed wealthSmartharvest Portfolios no RAUMRIA to a newly registered adviserDec 3, 2024Jan 3, 2025 (31 d)
David Robert KemptonCatalina Capital Group, LLC mixed wealthCommonwealth Financial Network national BDRIA to affiliated broker-dealer or bankOct 11, 2024Oct 4, 2024
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6 moves match.