DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Wealth Enhancement & Preservation
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Darrin Stuart Cohen | Wealth Enhancement & Preservation independent RIA | Red Triangle, LLC state registered | RIA to a state-registered adviser | Oct 17, 2023 | Mar 31, 2016 |
| Helen Coker Cox | Wealth Enhancement & Preservation independent RIA | Red Triangle, LLC state registered | RIA to a state-registered adviser | Oct 17, 2023 | Dec 17, 2024 (427 d) |
| Jacob Kelly Sanders | Wealth Enhancement & Preservation independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 17, 2023 | Aug 21, 2023 |
| Armand Patrick Glassman | Wealth Enhancement & Preservation independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 17, 2023 | Aug 28, 2023 |
| Cody Brannon Moore | Wealth Enhancement & Preservation independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 17, 2023 | Aug 21, 2023 |
| Joseph Wayne Thompson | Wealth Enhancement & Preservation independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 17, 2023 | Aug 21, 2023 |
| Jarrod Douglas Howard | Wealth Enhancement & Preservation independent RIA | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RIA to wirehouse | Oct 26, 2020 | Nov 12, 2020 |
| Gabriel Lynn Gehret | Wealth Enhancement & Preservation independent RIA | Kovack Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 25, 2019 | Nov 13, 2019 |
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8 moves match.