DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Willamette Financial Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Elizabeth Anne Barry | Willamette Financial Advisors, LLC independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2024 | Jan 2, 2025 |
| Jeffrey Gale | Willamette Financial Advisors, LLC independent RIA | Eagle Strategies LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 21, 2022 | Feb 21, 2023 (123 d) |
| Steven Jay Silver | Willamette Financial Advisors, LLC independent RIA | Clear Creek Financial Management, LLC independent RIA | RIA to RIA | Apr 6, 2020 | Apr 1, 2020 |
| Stephen Daunt Dunne | Willamette Financial Advisors, LLC independent RIA | Clear Creek Financial Management, LLC independent RIA | RIA to RIA | Dec 20, 2019 | Dec 21, 2019 |
Page 1 of 1
4 moves match.