DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Wealthtrust Asset Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Benjamin Thomas Watson | Wealthtrust Asset Management, LLC independent RIA | LPL Enterprise, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 29, 2025 | Jul 31, 2025 (183 d) |
| Katherine Elaine Nolte | Wealthtrust Asset Management, LLC independent RIA | Holland Investment Management, Inc. other | Other | Jul 15, 2024 | Jul 23, 2024 |
| Darlene Sue Duncan | Wealthtrust Asset Management, LLC independent RIA | Expressive Wealth LLC no RAUM | RIA to a newly registered adviser | Jul 15, 2024 | Mar 11, 2024 |
| Justin Tate | Wealthtrust Asset Management, LLC independent RIA | Clear Harbor Wealth Management state registered | RIA to a state-registered adviser | Dec 18, 2020 | Jul 28, 2021 (222 d) |
| Steven Ray Reinisch | Wealthtrust Asset Management, LLC independent RIA | Macrovex Capital state registered | RIA to a state-registered adviser | Jan 2, 2019 | May 28, 2019 (146 d) |
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5 moves match.