DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from 1900 Wealth
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Maria Guadalupe Harris | 1900 Wealth mixed wealth | Frost Investment Services BD affiliated | RIA to affiliated broker-dealer or bank | Oct 21, 2022 | Jan 31, 2023 (102 d) |
| Corey Michael Mowen | 1900 Wealth mixed wealth | Texas Capital Bank Private Wealth Advisors independent RIA | RIA to RIA | Oct 7, 2021 | Nov 1, 2021 |
Page 1 of 1
2 moves match.