DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from The Main Street Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christin Bonomonte | The Main Street Group independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jun 2, 2021 | Nov 5, 2021 (156 d) |
| Charles Mccray Williams | The Main Street Group independent RIA | LPL Financial LLC independent RIA | RIA to RIA | Mar 13, 2018 | Jul 2, 2018 (111 d) |
| Steven Gary Prestyly | The Main Street Group independent RIA | Colonial River Wealth Management LLC other | Other | Jan 22, 2018 | Nov 30, 2017 |
| Catherine Shaner Carlock | The Main Street Group independent RIA | LPL Financial LLC independent RIA | RIA to RIA | Jan 19, 2018 | Jan 31, 2018 |
| Robert Manning Loflin | The Main Street Group independent RIA | LPL Financial LLC other | Other | Nov 22, 2017 | Nov 6, 2017 |
| Christopher Lee Farver | The Main Street Group independent RIA | Claris Financial, LLC independent RIA | RIA to RIA | Oct 7, 2016 | May 24, 2016 |
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6 moves match.