DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Cfg Retirement
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Martin Charles O'Shaughnessy | Cfg Retirement independent RIA | Foundations Investment Advisors LLC independent RIA | RIA to RIA | Jul 27, 2026 | Aug 7, 2026 |
| Connor Joseph Farley | Cfg Retirement independent RIA | U.S. Bancorp Investments, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 11, 2025 | Oct 22, 2025 (72 d) |
| Scott Edward Stooksbury | Cfg Retirement independent RIA | Creativeone Wealth, LLC independent RIA | RIA to RIA | Jul 23, 2025 | Jul 10, 2025 |
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3 moves match.