DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Mid-Atlantic Securities, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Charles Evant Hunter | Mid-Atlantic Securities, Inc. independent RIA | Level Four Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Oct 31, 2022 | Aug 17, 2022 |
| Robert Donald Fraim | Mid-Atlantic Securities, Inc. independent RIA | Level Four Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Oct 31, 2022 | Aug 2, 2022 |
| James Bunyon Glover | Mid-Atlantic Securities, Inc. independent RIA | Level Four Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Oct 31, 2022 | Nov 17, 2022 |
| John Bradford Miller | Mid-Atlantic Securities, Inc. independent RIA | Level Four Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Oct 31, 2022 | Oct 14, 2022 |
| Louis Paul Orgera | Mid-Atlantic Securities, Inc. independent RIA | Level Four Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Oct 31, 2022 | Oct 14, 2022 |
| Brian Joseph Early | Mid-Atlantic Securities, Inc. independent RIA | Level Four Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Oct 31, 2022 | Oct 14, 2022 |
| Wendy Sue Pauley | Mid-Atlantic Securities, Inc. independent RIA | Level Four Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Oct 31, 2022 | Aug 17, 2022 |
| John Dominic Zaleski | Mid-Atlantic Securities, Inc. independent RIA | Level Four Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Oct 31, 2022 | Oct 14, 2022 |
| Thomas Patrick Walters | Mid-Atlantic Securities, Inc. independent RIA | Level Four Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Oct 31, 2022 | Oct 14, 2022 |
| Charles Stewart Roberson | Mid-Atlantic Securities, Inc. independent RIA | Level Four Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Oct 31, 2022 | Mar 3, 2025 (854 d) |
| Richard Todd Harrington | Mid-Atlantic Securities, Inc. independent RIA | Level Four Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Oct 31, 2022 | Aug 10, 2022 |
| Noelle Granville Mcintyre | Mid-Atlantic Securities, Inc. independent RIA | Level Four Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Oct 31, 2022 | Oct 14, 2022 |
| Cathy Lynn Poe | Mid-Atlantic Securities, Inc. independent RIA | Level Four Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Oct 31, 2022 | Aug 17, 2022 |
| James D Lee | Mid-Atlantic Securities, Inc. independent RIA | Level Four Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Oct 31, 2022 | Oct 14, 2022 |
| Robert Murray Woronoff | Mid-Atlantic Securities, Inc. independent RIA | Level Four Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Oct 31, 2022 | Oct 14, 2022 |
| Glenn Frederick Verity | Mid-Atlantic Securities, Inc. independent RIA | Level Four Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Oct 31, 2022 | Aug 17, 2022 |
| Kenyon Lee Allman | Mid-Atlantic Securities, Inc. independent RIA | Level Four Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Oct 31, 2022 | Oct 14, 2022 |
| Rosilyn Hoffman Overton | Mid-Atlantic Securities, Inc. independent RIA | Level Four Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Oct 31, 2022 | Oct 14, 2022 |
| Melanie Granville Leahy | Mid-Atlantic Securities, Inc. independent RIA | Granville Wealth Management, Inc. state registered | RIA to a state-registered adviser | Feb 27, 2021 | Mar 15, 2021 |
| Blanchard Irving Granville | Mid-Atlantic Securities, Inc. independent RIA | Granville Wealth Management, Inc. state registered | RIA to a state-registered adviser | Jul 2, 2018 | Jun 11, 2019 (344 d) |
| Matthew E Weissman | Mid-Atlantic Securities, Inc. other | MML Investors Services, LLC other | Other | Jun 24, 2016 | Jul 14, 2016 |
| Dorsey Webster Tyndall | Mid-Atlantic Securities, Inc. other | Dixon Hughes Goodman Wealth Advisors LLC other | Other | Mar 2, 2010 | May 12, 2011 (436 d) |
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22 moves match.