DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Jag Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Charles Edward DodsonJag Advisors otherJag Capital Management LLC otherOtherMay 14, 2013Mar 18, 2013
Sandra Jean Shotwell-CainJag Advisors otherJag Capital Management LLC otherOtherMay 14, 2013Mar 18, 2013
Todd Thomas GilmoreJag Advisors otherJag Capital Management LLC otherOtherMay 14, 2013Mar 18, 2013
David Joseph PatrittiJag Advisors otherJag Capital Management LLC otherOtherMay 14, 2013Mar 18, 2013
Norman Benedict ConleyJag Advisors otherJag Capital Management LLC otherOtherMay 14, 2013Mar 18, 2013
Roberta Jolene MaueJag Advisors otherJag Capital Management LLC otherOtherMay 14, 2013Mar 18, 2013
David William KingstonJag Advisors otherJag Capital Management LLC mixed wealthOtherMay 14, 2013Oct 28, 2021 (3089 d)
James Gregory SindelarJag Advisors otherJag Capital Management LLC otherOtherMay 14, 2013Mar 18, 2013
Matthew Robert WalshJag Advisors otherJag Capital Management LLC otherOtherMay 14, 2013Mar 18, 2013
Michael Phelan WalshJag Advisors otherJag Capital Management LLC otherOtherMay 14, 2013Mar 14, 2013
Anthony LemonJag Advisors otherVaquero Global Investment LP otherOtherFeb 10, 2012Aug 28, 2012 (200 d)
Julie A PrinkeyJag Advisors otherCambridge Investment Research Advisors, Inc. otherOtherFeb 24, 2011Mar 31, 2011 (35 d)
Patrick Joseph BrunoJag Advisors otherMonetary Management Group Inc otherOtherJul 13, 2006Jul 10, 2006
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13 moves match.