DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Mariner Wealth Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Keith Andrew Plywaczynski | Mariner Wealth Advisors other | Mariner other | Other | Mar 31, 2018 | Jul 22, 2016 |
| Martin Andrew Garrison | Mariner Wealth Advisors other | Advisory Services Network independent RIA | Other | Mar 31, 2018 | Oct 4, 2022 (1648 d) |
| Patrick Michael Shaw | Mariner Wealth Advisors other | Mariner other | Other | Mar 31, 2018 | Sep 12, 2016 |
| Patrick A Kimbrough | Mariner Wealth Advisors other | Mariner other | Other | Mar 31, 2018 | Sep 30, 2016 |
| Tobias C Bond | Mariner Wealth Advisors other | Mariner other | Other | Mar 31, 2018 | Aug 31, 2016 |
| Rachel Anne Kowalczyk | Mariner Wealth Advisors other | Mariner other | Other | Mar 31, 2018 | Jan 30, 2018 |
| Jesse Joseph Szlaga | Mariner Wealth Advisors other | Mariner other | Other | Mar 31, 2018 | Sep 10, 2016 |
| Cramer Scott Soebbing | Mariner Wealth Advisors other | Mariner other | Other | Mar 31, 2018 | Sep 10, 2016 |
| Valbona Ceci | Mariner Wealth Advisors other | Mariner other | Other | Mar 31, 2018 | Jul 18, 2017 |
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9 moves match.