DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Econ Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Rachel Elise Smoot | Econ Wealth Management independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 31, 2020 | Dec 3, 2020 (125 d) |
| Alan Josh Mcculley | Econ Wealth Management independent RIA | J. W. Cole Advisors, Inc. independent RIA | RIA to RIA | Jan 24, 2019 | Mar 1, 2019 (36 d) |
| Jacob Eli Beau Dentler | Econ Wealth Management other | Empower Advisory Group, LLC institutional | Other | Feb 15, 2018 | May 8, 2018 (82 d) |
| Bradley Joel Sanders | Econ Wealth Management other | Wells Fargo Advisors wirehouse | Other | Jan 18, 2018 | Jan 2, 2018 |
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4 moves match.