DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Freedom Investors Corp.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Katherine Rose Heisler | Freedom Investors Corp. other | Morgan Stanley wirehouse | Other | Dec 31, 2020 | Oct 12, 2017 |
| Lori Lea Fuerstenberg | Freedom Investors Corp. other | Ipi Wealth Management, Inc. BD affiliated | Other | Nov 5, 2018 | Nov 13, 2018 |
| William Daniel Theis | Freedom Investors Corp. other | Lasalle Investment Advisors, Inc. other | Other | Jul 6, 2017 | Aug 10, 2017 (35 d) |
| Sean Stephen Pendray | Freedom Investors Corp. other | Mutual Trust Asset Mgmt., Inc. independent RIA | Other | Jun 27, 2017 | Jun 1, 2018 (339 d) |
| Thomas Leland Barton | Freedom Investors Corp. other | Packerland Brokerage Services, Inc. other | Other | Sep 3, 2008 | Aug 11, 2011 (1072 d) |
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5 moves match.