DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Ohanesian / Lecours, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Harold Lilburn RivesOhanesian / Lecours, Inc. independent RIACambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2018Nov 27, 2018
Kenneth Anthony RizzioOhanesian / Lecours, Inc. independent RIACambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankDec 14, 2018Nov 9, 2018
Clifford William JarvisOhanesian / Lecours, Inc. independent RIACambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankDec 14, 2018Nov 9, 2018
Richard Paul CarusoOhanesian / Lecours, Inc. independent RIACambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankDec 14, 2018Nov 9, 2018
Michael SteinOhanesian / Lecours, Inc. independent RIACambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankDec 14, 2018Dec 14, 2018
Thomas Henry AlexaOhanesian / Lecours, Inc. independent RIACambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankDec 14, 2018Nov 9, 2018
Kevin James LostyOhanesian / Lecours, Inc. independent RIACambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankDec 14, 2018Nov 20, 2018
Christopher James SeeleyOhanesian / Lecours, Inc. independent RIACambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankDec 14, 2018Nov 20, 2018
Michael Gerard LecoursOhanesian / Lecours, Inc. independent RIACambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankDec 14, 2018Nov 9, 2018
Richard OhanesianOhanesian / Lecours, Inc. independent RIACambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankDec 14, 2018Nov 7, 2018
Catherine Marie JaegerOhanesian / Lecours, Inc. independent RIAThrivent Investment Management Inc. BD affiliatedRIA to affiliated broker-dealer or bankMay 30, 2018May 31, 2018
Christopher Griswold GentOhanesian / Lecours, Inc. otherSpc otherOtherMay 4, 2011May 2, 2011
David W WaldoOhanesian / Lecours, Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherMar 14, 2011Apr 12, 2011
Joseph Kevin BannonOhanesian / Lecours, Inc. otherCommonwealth Financial Network national BDOtherJan 30, 2009Jan 30, 2009
Thomas Oliver BarnesOhanesian / Lecours, Inc. otherLPL Financial LLC otherOtherApr 25, 2006Apr 21, 2006
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15 moves match.