| Michael Richard Stryczny | American Wealth Management, Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 11, 2024 | Jul 10, 2024 |
| Roger Alan Hyde | American Wealth Management, Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 14, 2024 | Jul 24, 2024 (40 d) |
| Robert Allen Wilder | American Wealth Management, Inc. independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Oct 4, 2023 | Oct 4, 2023 |
| Elizabeth Wilder Richardson | American Wealth Management, Inc. independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Oct 4, 2023 | Oct 2, 2023 |
| James M Richardson | American Wealth Management, Inc. independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Oct 4, 2023 | Oct 2, 2023 |
| Hasan Ali | American Wealth Management, Inc. independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Oct 7, 2022 | Oct 7, 2022 |
| Jason Lee Seale | American Wealth Management, Inc. independent RIA | Seacrest Wealth Management, LLC independent RIA | RIA to RIA | Nov 30, 2021 | Dec 15, 2022 (380 d) |
| Russell Paul Carlson | American Wealth Management, Inc. other | Concert Wealth Management other | Other | Sep 4, 2013 | Sep 3, 2013 |
| Gary Dewitt Burger | American Wealth Management, Inc. other | Gary Burger Investments, LLC unclassified | Other | May 12, 2011 | Apr 22, 2008 |
| Dennis Charles Koenning | American Wealth Management, Inc. other | Investment Advisors International, Inc. unclassified | Other | Dec 31, 2009 | Sep 21, 2010 (264 d) |