DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Raymond James (USA) Ltd
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Pedro Manuel Ribeiro | Raymond James (USA) Ltd BD affiliated | Marnoa Private Wealth Counsel Ltd. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 1, 2024 | Oct 17, 2024 |
| Uyen Thuy Pham | Raymond James (USA) Ltd BD affiliated | Beacon Hill Wealth Management Ltd no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 24, 2024 | May 23, 2024 |
| Dixie Lee Klaibert | Raymond James (USA) Ltd BD affiliated | Beacon Hill Wealth Management Ltd no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 8, 2024 | Apr 9, 2024 |
| Christine Cao | Raymond James (USA) Ltd BD affiliated | Legacy Private Client Services no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 1, 2022 | Feb 17, 2025 (1112 d) |
| Shamez Mansur Kassam | Raymond James (USA) Ltd BD affiliated | Northfront Financial USA Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 30, 2019 | Dec 14, 2022 (1202 d) |
| Natalie Victoria Van Schoyck | Raymond James (USA) Ltd other | Raymond James & Associates, Inc. national BD | Other | Dec 14, 2015 | Dec 22, 2015 |
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6 moves match.