DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Personal Financial Consultants, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Shana Lesch BallardPersonal Financial Consultants, Inc. independent RIAEp Wealth Advisors independent RIARIA to RIASep 6, 2019Aug 29, 2019
Jonathan B SpectorPersonal Financial Consultants, Inc. independent RIAEp Wealth Advisors independent RIARIA to RIASep 6, 2019Aug 30, 2019
Nicole Russo HansonPersonal Financial Consultants, Inc. otherConcentric Wealth Management LLC otherOtherSep 9, 2016Oct 5, 2016
Erin Allison HadleyPersonal Financial Consultants, Inc. otherOccidental Asset Management, LLC otherOtherOct 6, 2015Oct 29, 2015
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4 moves match.