DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Sherman Wealth Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ian Thomas Mcmillan | Sherman Wealth Management LLC independent RIA | Client First Investment Management LLC independent RIA | RIA to RIA | Jan 30, 2019 | Jan 3, 2020 (338 d) |
| Robert Brett Hewitt | Sherman Wealth Management LLC independent RIA | Planning Solutions Group, LLC other | Other | Aug 7, 2017 | Nov 16, 2017 (101 d) |
| John Daniel Ebinger | Sherman Wealth Management LLC independent RIA | Osaic Fa, Inc. other | Other | Apr 10, 2017 | Oct 4, 2017 (177 d) |
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3 moves match.