DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Capitalrock Financial, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Andrew Joseph KroneCapitalrock Financial, LLC independent RIALaidlaw Wealth Management LLC independent RIARIA to RIADec 31, 2020Oct 23, 2020
Craig Daniel PriceCapitalrock Financial, LLC independent RIALaidlaw Wealth Management LLC independent RIARIA to RIADec 31, 2020Mar 11, 2021 (70 d)
Nancy ZehrCapitalrock Financial, LLC independent RIALaidlaw Wealth Management LLC independent RIARIA to RIADec 31, 2020Dec 15, 2020
Mackenzie C RickmanCapitalrock Financial, LLC independent RIALaidlaw Wealth Management LLC independent RIARIA to RIADec 31, 2020Oct 22, 2020
Sean D McveyCapitalrock Financial, LLC independent RIALaidlaw Wealth Management LLC independent RIARIA to RIADec 31, 2020Jan 29, 2021
Jenee C PetersCapitalrock Financial, LLC independent RIALaidlaw Wealth Management LLC independent RIARIA to RIADec 31, 2020Dec 7, 2020
Nelson PereiraCapitalrock Financial, LLC independent RIALaidlaw Wealth Management LLC independent RIARIA to RIADec 31, 2020Feb 9, 2021 (40 d)
Laurence Elliott HulbertCapitalrock Financial, LLC independent RIALaidlaw Wealth Management LLC independent RIARIA to RIADec 31, 2020Nov 23, 2020
Robin B HanoverCapitalrock Financial, LLC independent RIANamcoa mixed wealthRIA to RIANov 19, 2020Oct 15, 2020
John Richard GinnCapitalrock Financial, LLC independent RIAParable Wealth Advisors independent RIARIA to RIAMar 25, 2020Mar 10, 2020
Joshua Lee SmithCapitalrock Financial, LLC independent RIACapital Wealth Planning, LLC independent RIARIA to RIAAug 20, 2019Jan 1, 2026 (2326 d)
Ryan Allen FrankelCapitalrock Financial, LLC independent RIAMorgan Stanley wirehouseRIA to wirehouseMay 9, 2018Jul 11, 2018 (63 d)
Troy M MaillouxCapitalrock Financial, LLC independent RIAPlatinum Wealth Partners otherOtherJan 31, 2017Jun 10, 2016
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13 moves match.