DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Altman Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John R Pavlichko | Altman Advisors independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Oct 25, 2022 | Dec 12, 2022 (48 d) |
| John Michael Brick | Altman Advisors independent RIA | Kruse Asset Management, LLC independent RIA | RIA to RIA | Feb 16, 2021 | Feb 25, 2021 |
| Jonathan Harper | Altman Advisors independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 10, 2020 | Jan 10, 2020 |
| Christal Vargas | Altman Advisors independent RIA | Private Advisor Group, LLC independent RIA | RIA to RIA | Dec 9, 2019 | Apr 17, 2020 (130 d) |
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4 moves match.