DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Sws Partners, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Tad Alan Herrington | Sws Partners, LLC independent RIA | Graver Capital Management, LLC independent RIA | RIA to RIA | May 15, 2025 | Jun 16, 2025 (32 d) |
| Michael Brennan Stafford | Sws Partners, LLC independent RIA | One Brick Capital, LLC state registered | RIA to a state-registered adviser | Dec 13, 2018 | Jan 31, 2019 (49 d) |
| Gery Joseph Sadzewicz | Sws Partners, LLC other | Bower Hill Capital Management LLC no RAUM | Other | Dec 31, 2016 | Jan 27, 2016 |
| Marc Andrew Zabicki | Sws Partners, LLC other | Global Retirement Partners LLC other | Other | Nov 18, 2016 | Jul 31, 2017 (255 d) |
| Craig Robert Cavicchia | Sws Partners, LLC other | Northwest Asset Management other | Other | Sep 19, 2016 | Oct 25, 2016 (36 d) |
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5 moves match.