DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Enlightened Finance LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Alexander Lloyd MartinEnlightened Finance LLC independent RIATrustee Empowerment & Protection, Inc. otherOtherMar 25, 2025Jul 1, 2016
Thomas J. DelpupEnlightened Finance LLC independent RIAFinancial Transparency independent RIARIA to RIAMar 14, 2025Mar 27, 2025
Steven BanklerEnlightened Finance LLC independent RIAFinancial Transparency independent RIARIA to RIAMar 14, 2025Mar 31, 2025
Gina Elizabeth ValorzEnlightened Finance LLC independent RIAFinancial Transparency independent RIARIA to RIAMar 14, 2025Mar 31, 2025
Edward Anthony BailsEnlightened Finance LLC independent RIAFortified Wealth state registeredRIA to a state-registered adviserSep 6, 2024Aug 8, 2024
Gerald Lee KaneEnlightened Finance LLC independent RIATransamerica Financial Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 28, 2019Oct 28, 2019
Richard Joseph EliasEnlightened Finance LLC independent RIAArax Advisory Partners independent RIARIA to RIAAug 21, 2019Jun 18, 2025 (2128 d)
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7 moves match.