DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Landolt Securities, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Paul Thomas PavelskiLandolt Securities, Inc. independent RIAMorgan Stanley wirehouseRIA to wirehouseMar 14, 2024Feb 14, 2024
Frank J BodiLandolt Securities, Inc. independent RIAAsset Strategies, Inc state registeredRIA to a state-registered adviserFeb 16, 2024Apr 17, 2024 (61 d)
Paul Nicholas BehnkeLandolt Securities, Inc. independent RIAAusdal Financial Partners, Inc. otherOtherSep 25, 2014Jul 18, 2012
Lawrence Michael MroczkowskiLandolt Securities, Inc. independent RIAValley Wealth Management independent RIARIA to RIAJun 16, 2014Oct 5, 2023 (3398 d)
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4 moves match.