DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Alpha Capital Management Group LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robin Sanchez | Alpha Capital Management Group LLC other | LPL Financial LLC BD affiliated | Other | May 24, 2024 | May 24, 2024 |
| Christopher M Baxter | Alpha Capital Management Group LLC mixed wealth | Alpha Capital Family Office, LLC no RAUM | RIA to a newly registered adviser | Jun 18, 2020 | Mar 4, 2020 |
| April Horace | Alpha Capital Management Group LLC independent RIA | Ashton Thomas Private Wealth independent RIA | RIA to RIA | Dec 26, 2019 | Oct 5, 2019 |
| Daniel Glen Courtney | Alpha Capital Management Group LLC independent RIA | Basis Financial Planning unclassified | Other | Oct 31, 2019 | Feb 19, 2021 (477 d) |
| Christopher Lemoine Silversmith | Alpha Capital Management Group LLC other | LPL Financial LLC BD affiliated | Other | Oct 31, 2016 | Aug 25, 2020 (1394 d) |
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5 moves match.