DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Manhattan West Asset Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Shawn KimManhattan West Asset Management, LLC independent RIAMercer Global Advisors Inc. independent RIARIA to RIAJan 5, 2026May 21, 2026 (136 d)
Orin Alan WinickManhattan West Asset Management, LLC independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseJul 16, 2025Sep 5, 2025 (51 d)
Tyler Austin RobuckManhattan West Asset Management, LLC mixed wealthNewedge Advisors BD affiliatedRIA to affiliated broker-dealer or bankMay 24, 2024May 23, 2024
Nicholas James WolfManhattan West Asset Management, LLC mixed wealthForefront independent RIARIA to RIAApr 11, 2024Apr 9, 2024
Christopher WahlManhattan West Asset Management, LLC mixed wealthNewedge Advisors BD affiliatedRIA to affiliated broker-dealer or bankFeb 5, 2024May 20, 2025 (470 d)
Khary CuffeManhattan West Asset Management, LLC mixed wealthMML Investors Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankFeb 14, 2023Oct 9, 2023 (237 d)
Britt Morgan JoyceManhattan West Asset Management, LLC no RAUMRegatta Capital Group, LLC otherOtherJul 7, 2016Nov 14, 2016 (130 d)
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7 moves match.