DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Tc Wealth Partners, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jenni G Engstrom | Tc Wealth Partners, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 24, 2022 | Jan 2, 2022 |
| Kelly Wiley | Tc Wealth Partners, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 24, 2022 | Jan 2, 2022 |
| Kevin Rice | Tc Wealth Partners, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 24, 2022 | Jan 2, 2022 |
| Evan Serwinski | Tc Wealth Partners, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 24, 2022 | Jan 2, 2022 |
| Jill Ward | Tc Wealth Partners, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 24, 2022 | Jan 2, 2022 |
| Daniel Patrick Obrien | Tc Wealth Partners, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 24, 2022 | Jan 2, 2022 |
| Kathryn Mcgough | Tc Wealth Partners, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 24, 2022 | Jan 2, 2022 |
| Kimberly Ann Obrien | Tc Wealth Partners, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 24, 2022 | Jan 2, 2022 |
| Gregory Scott Aagaard | Tc Wealth Partners, LLC independent RIA | Securities America Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 14, 2021 | Jun 14, 2021 |
| Thomas Brice Egan | Tc Wealth Partners, LLC independent RIA | Vestor Capital, LLC independent RIA | RIA to RIA | Oct 15, 2018 | Oct 17, 2018 |
| Kyle Buffo | Tc Wealth Partners, LLC independent RIA | Assetmark, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 2, 2018 | Sep 11, 2020 (710 d) |
| Brandy Lynn Harrington | Tc Wealth Partners, LLC no RAUM | Highpoint Advisor Group, LLC other | Other | Nov 3, 2016 | Nov 7, 2016 |
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12 moves match.