DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from C2c Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Lance Shigeo Ichikawa | C2c Wealth Management, LLC independent RIA | Emerson Equity LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 16, 2024 | Feb 15, 2024 |
| Maureen (Nmn) Mackowski | C2c Wealth Management, LLC independent RIA | Uhlmann Investment Management, L.L.C. independent RIA | RIA to RIA | Jan 22, 2024 | Oct 14, 2025 (631 d) |
| Louis Anthony Della Valle | C2c Wealth Management, LLC independent RIA | Dakota Wealth, LLC independent RIA | RIA to RIA | Jan 18, 2024 | Jan 2, 2024 |
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3 moves match.