DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Decker Retirement Planning Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Neil Frederick Fenning | Decker Retirement Planning Inc. independent RIA | Gradient Advisors, LLC independent RIA | RIA to RIA | Jan 5, 2024 | Mar 4, 2024 (59 d) |
| Kelsey Ann Curtis | Decker Retirement Planning Inc. independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 4, 2023 | Sep 6, 2023 |
| John Allen Carruthers | Decker Retirement Planning Inc. independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Nov 29, 2022 | Dec 14, 2022 |
| Bruce Tynan | Decker Retirement Planning Inc. independent RIA | Teton Wealth Group LLC independent RIA | RIA to RIA | Nov 7, 2022 | Sep 6, 2022 |
| Benjamin John Koval | Decker Retirement Planning Inc. independent RIA | Soundpath Retirement Strategies, LLC independent RIA | RIA to RIA | Jul 13, 2021 | Aug 26, 2021 (44 d) |
| Hayward Lamar Sawyer | Decker Retirement Planning Inc. independent RIA | Creativeone Wealth, LLC independent RIA | RIA to RIA | Sep 19, 2018 | Nov 16, 2018 (58 d) |
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6 moves match.