DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Strategic Wealth Group

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jon Thomas KattkeStrategic Wealth Group independent RIAMML Investors Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 11, 2026Jun 11, 2026
Scott Lee SchneidermannStrategic Wealth Group independent RIABoyum Wealth Architects LLC independent RIARIA to RIAMay 28, 2025Jun 10, 2025
Christopher Daniel MillerStrategic Wealth Group independent RIABoyum Wealth Architects LLC independent RIARIA to RIAMay 28, 2025Jun 12, 2025
John Peter DittrichStrategic Wealth Group independent RIADittrich Financial Group LLC state registeredRIA to a state-registered adviserOct 31, 2023Aug 4, 2023
Kadee I WatkinsStrategic Wealth Group independent RIAMorgan Stanley wirehouseRIA to wirehouseOct 5, 2023Nov 10, 2023 (36 d)
Keith Allen SeversonStrategic Wealth Group independent RIALifeworks Advisors, LLC independent RIARIA to RIAJun 30, 2022Nov 23, 2021
Christopher Wayne GerberStrategic Wealth Group independent RIAFidere Advisors state registeredRIA to a state-registered adviserDec 31, 2020Jun 15, 2021 (166 d)
Tamela Jean SperrStrategic Wealth Group independent RIAAdvisors' Pride Inc. independent RIARIA to RIASep 9, 2019Aug 30, 2019
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8 moves match.