DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Clark Asset Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ryan Patrick Mack | Clark Asset Management, LLC independent RIA | Q3 Advisors, LLC no RAUM | Other | May 23, 2025 | Aug 27, 2025 (96 d) |
| Christopher Sean Brown | Clark Asset Management, LLC independent RIA | Root Financial Partners independent RIA | RIA to RIA | Feb 7, 2025 | Mar 6, 2025 |
| Maria Giampietro | Clark Asset Management, LLC independent RIA | Commonwealth Financial Network national BD | RIA to affiliated broker-dealer or bank | Oct 11, 2023 | Jan 2, 2024 (83 d) |
| Tad Alan Herrington | Clark Asset Management, LLC independent RIA | Sws Partners, LLC independent RIA | RIA to RIA | Sep 8, 2022 | Jul 10, 2023 (305 d) |
| Danielle Dabney Harmon | Clark Asset Management, LLC independent RIA | Boundless Financial unclassified | Other | Jun 8, 2020 | Sep 4, 2020 (88 d) |
| Patricia Ann Kollath | Clark Asset Management, LLC independent RIA | Inspired Financial Planners state registered | RIA to a state-registered adviser | Mar 9, 2020 | Sep 23, 2019 |
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6 moves match.