DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Premium 72 Capital

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Susan Greene LockwoodPremium 72 Capital independent RIAGreene Directions LLC state registeredRIA to a state-registered adviserApr 6, 2026Apr 3, 2026
Mark ReinsteinPremium 72 Capital independent RIAInnovative Private Wealth Management Inc. no RAUMRIA to a newly registered adviserJun 14, 2023Jun 14, 2023
Coleman Barry GoldsmithPremium 72 Capital independent RIADempsey Lord Smith, LLC independent RIARIA to RIADec 9, 2022Apr 11, 2022
Brian Tallman ParkerPremium 72 Capital independent RIADempsey Lord Smith, LLC independent RIARIA to RIADec 9, 2022Apr 11, 2022
Victoria Claire SullivanPremium 72 Capital independent RIADempsey Lord Smith, LLC independent RIARIA to RIADec 9, 2022Apr 11, 2022
Todd IllePremium 72 Capital independent RIADempsey Lord Smith, LLC independent RIARIA to RIADec 9, 2022Apr 11, 2022
Michael P CutbirthPremium 72 Capital independent RIAOneamerica Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankDec 21, 2021Dec 17, 2021
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7 moves match.