DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Premium 72 Capital

Independent wealth managerCRD 284519SEC 801-120279IAPD
Legal name Premium 72 Capital, LLC
Latest filing Mar 9, 2026
First filing on the tape Jan 6, 2021 · 24 filings
SEC status approved since Feb 8, 2021
RAUM
$10.0M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$10.0M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$10.0M as of Mar 9, 2026
Mar 31, 2022$233M then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Mar 9, 2026
Mar 31, 20228 then
Employees (5.A)2 as of Mar 9, 2026
Mar 31, 20229 then
Private funds: no history
RAUM +0.0% over the last fiscal year-48% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 9, 2026; every figure names its basis
Archetypes, each a printed rule
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$5.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$1.0MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+0.0%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Ownership
controlled by a public reporting companyderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$10.0M100%
Individual clients
10reported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
10reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 days1 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Arturo Nicolayevsky · Ceo, Managing Member, Chief Compliance Officercontrol
    since 03/2021 · owns less than 5%
  • Mauricio Eduardo Perez · Vp International Business
    since 10/2017 · owns 10% to 25%
Entity owners
  • Aynbet Investments, LLC · Owner
    direct · owns 75% or more
  • Arturo Nicolayevsky · Managing Director
    indirect · owns 75% or more of Aynbet Investments, LLC
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Houston, Tx001
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 15 to 10
    Feb 13, 2025 to Mar 31, 2025
  • Individual clients · 15 to 10
    Feb 13, 2025 to Mar 31, 2025
  • Financial planning clients · 0 to 0
    Feb 13, 2025 to Mar 31, 2025
  • HQ city · unset to
    Dec 6, 2024 to Feb 13, 2025
  • HQ state · unset to
    Dec 6, 2024 to Feb 13, 2025
  • Advisory activities · 2 to 1
    Jan 23, 2024 to Apr 12, 2024
  • Financial planning clients · 1-10 to 0
    Jan 23, 2024 to Apr 12, 2024
  • Other offices · 1 to 0
    Jan 23, 2024 to Apr 12, 2024
  • Accounts · 125 to 15
    Apr 27, 2023 to Jan 23, 2024
  • Advisory employees · 3 to 2
    Apr 27, 2023 to Jan 23, 2024
  • Advisory activities · 5 to 2
    Apr 27, 2023 to Jan 23, 2024
  • Individual clients · 125 to 15
    Apr 27, 2023 to Jan 23, 2024
  • Employees · 4 to 2
    Apr 27, 2023 to Jan 23, 2024
  • Financial planning clients · 26-50 to 1-10
    Apr 27, 2023 to Jan 23, 2024
  • HQ city · HOUSTON to unset
    Apr 27, 2023 to Jan 23, 2024
  • HQ state · TX to unset
    Apr 27, 2023 to Jan 23, 2024
  • State-registered IARs · 3 to 2
    Apr 27, 2023 to Jan 23, 2024
  • Other offices · 2 to 1
    Apr 27, 2023 to Jan 23, 2024
  • Discretionary RAUM · $70.5M to $10.0M
    Apr 27, 2023 to Jan 23, 2024
  • Individual RAUM · $70.5M to $10.0M
    Apr 27, 2023 to Jan 23, 2024
  • RAUM · $70.5M to $10.0M
    Apr 27, 2023 to Jan 23, 2024
  • BD registered reps · 1 to 0
    Mar 30, 2023 to Apr 27, 2023
  • Accounts · 930 to 125
    Jan 27, 2023 to Mar 30, 2023
  • Advisory employees · 8 to 3
    Jan 27, 2023 to Mar 30, 2023
  • BD registered reps · 2 to 1
    Jan 27, 2023 to Mar 30, 2023
  • Individual clients · 930 to 125
    Jan 27, 2023 to Mar 30, 2023
  • Employees · 9 to 4
    Jan 27, 2023 to Mar 30, 2023
  • State-registered IARs · 8 to 3
    Jan 27, 2023 to Mar 30, 2023
  • Discretionary RAUM · $195M to $70.5M
    Jan 27, 2023 to Mar 30, 2023
  • Individual RAUM · $233M to $70.5M
    Jan 27, 2023 to Mar 30, 2023
  • Non-discretionary RAUM · $38.2M to $0
    Jan 27, 2023 to Mar 30, 2023
  • RAUM · $233M to $70.5M
    Jan 27, 2023 to Mar 30, 2023
  • Related broker-dealer · true to false
    Jan 27, 2023 to Mar 30, 2023
  • Other offices · 3 to 2
    Mar 31, 2022 to Dec 9, 2022
  • Accounts · 1,003 to 930
    Mar 26, 2021 to Mar 31, 2022
  • Advisory employees · 10 to 8
    Mar 26, 2021 to Mar 31, 2022
  • BD registered reps · 8 to 2
    Mar 26, 2021 to Mar 31, 2022
  • HNW clients · 227.0 to unset
    Mar 26, 2021 to Mar 31, 2022
  • Individual clients · 36 to 930
    Mar 26, 2021 to Mar 31, 2022
  • Employees · 12 to 9
    Mar 26, 2021 to Mar 31, 2022
Signals
10 dated events
  • Susan Greene Lockwood left Premium 72 Capital for Greene Directions Llc (registered 2026-04-03)
    Apr 6, 2026 · Advisor changed firm · fact
  • Mark Reinstein left Premium 72 Capital for Innovative Private Wealth Management Inc. (registered 2023-06-14)
    Jun 14, 2023 · Advisor changed firm · fact
  • Premium 72 Capital reported RAUM $70.5M, down 70% from $232.9M (2023-01-27 to 2023-03-30)
    Mar 30, 2023 · RAUM change · derived
  • Victoria Claire Sullivan left Premium 72 Capital for Dempsey Lord Smith, Llc (registered 2022-04-11)
    Dec 9, 2022 · Advisor changed firm · fact
  • Todd Ille left Premium 72 Capital for Dempsey Lord Smith, Llc (registered 2022-04-11)
    Dec 9, 2022 · Advisor changed firm · fact
  • Brian Tallman Parker left Premium 72 Capital for Dempsey Lord Smith, Llc (registered 2022-04-11)
    Dec 9, 2022 · Advisor changed firm · fact
  • Coleman Barry Goldsmith left Premium 72 Capital for Dempsey Lord Smith, Llc (registered 2022-04-11)
    Dec 9, 2022 · Advisor changed firm · fact
  • 2 advisors left Premium 72 Capital (Houston, TX) for Dempsey Lord Smith, LLC on the same day
    Dec 9, 2022 · Team lift-out · derived
  • 2 advisors left Premium 72 Capital (Cincinnati, OH) for Dempsey Lord Smith, LLC on the same day
    Dec 9, 2022 · Team lift-out · derived
  • Premium 72 Capital filed its initial SEC registration (Form ADV)
    Jan 6, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Principal office phone
281-591-7777reportedpublic record, Form ADV, Mar 9, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026