DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Tcp Asset Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Matthew Ryan MccleeseTcp Asset Management, LLC independent RIAPnc Wealth Management BD affiliatedRIA to affiliated broker-dealer or bankMar 8, 2024Feb 29, 2024
Keri Anne HoltonTcp Asset Management, LLC independent RIALPL Financial LLC independent RIARIA to RIADec 1, 2022Nov 28, 2022
Aaron Scott BiederstedtTcp Asset Management, LLC independent RIALPL Financial LLC independent RIARIA to RIADec 1, 2022Nov 28, 2022
Susan H StackTcp Asset Management, LLC independent RIALPL Financial LLC independent RIARIA to RIANov 29, 2022Nov 23, 2022
Jedidiah Adarquah-YiadomTcp Asset Management, LLC independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseNov 17, 2021Feb 22, 2022 (97 d)
Nickolas MagoraTcp Asset Management, LLC independent RIACambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMar 9, 2020Mar 16, 2020
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6 moves match.