DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Retirement Plans, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew T Hart | Retirement Plans, Inc. other | Park Avenue Securities LLC BD affiliated | Other | Mar 27, 2024 | Aug 14, 2024 (140 d) |
| Richard Allen Myers | Retirement Plans, Inc. other | Morgan Stanley wirehouse | Other | Mar 27, 2024 | Apr 17, 2024 |
| Brent Allen Bowers | Retirement Plans, Inc. other | Forusall institutional | Other | Mar 27, 2024 | Jul 10, 2024 (105 d) |
Page 1 of 1
3 moves match.