DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from First Oak Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Austen Robert Hawkey | First Oak Wealth Management, LLC independent RIA | Creative Planning independent RIA | RIA to RIA | Oct 2, 2025 | Oct 2, 2025 |
| Grace Marie Kelly | First Oak Wealth Management, LLC independent RIA | Schwab Wealth Advisory, Inc. no RAUM | Other | Jan 3, 2025 | Jan 16, 2025 |
| Airis Alexander Abolins | First Oak Wealth Management, LLC independent RIA | Credit Union Investment Services state registered | RIA to a state-registered adviser | May 13, 2021 | Apr 28, 2023 (715 d) |
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3 moves match.