DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Wealthshield LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Max Andrew Rockwell | Wealthshield LLC no RAUM | Ascentis Asset Management, LLC independent RIA | Other | May 31, 2025 | Aug 7, 2023 |
| Robert Alexander Leggett | Wealthshield LLC no RAUM | Wealth Enhancement Advisory Services, LLC BD affiliated | Other | Mar 31, 2023 | Jul 1, 2026 (1188 d) |
| Nathan Matthew Lenz | Wealthshield LLC no RAUM | Concurrent Investment Advisors, LLC independent RIA | Other | Jun 1, 2022 | Jan 6, 2025 (950 d) |
| Joseph Gerard Mcquaid | Wealthshield LLC asset manager | Eudaimonia Partners, LLC independent RIA | Other | Sep 18, 2020 | Dec 23, 2020 (96 d) |
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4 moves match.