DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Financial Strategies Group, Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ronald Stephen Thompson | Financial Strategies Group, Inc independent RIA | Corecap Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Aug 16, 2022 | Aug 16, 2022 |
| Ronald Stephen Thompson | Financial Strategies Group, Inc independent RIA | Corecap Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Aug 16, 2022 | Jan 26, 2023 (163 d) |
| Steven Wilbourn | Financial Strategies Group, Inc independent RIA | Corecap Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Aug 16, 2022 | Aug 16, 2022 |
| David Claude Roberts | Financial Strategies Group, Inc independent RIA | Vima, LLC independent RIA | RIA to RIA | Sep 14, 2020 | Feb 25, 2026 (1990 d) |
Page 1 of 1
4 moves match.