DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Kpp Advisory Services LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Paul David Slaughter | Kpp Advisory Services LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 8, 2025 | Aug 18, 2025 (102 d) |
| Noah Polk | Kpp Advisory Services LLC independent RIA | Facet independent RIA | RIA to RIA | Jan 29, 2021 | Mar 30, 2021 (60 d) |
| Andrew Jeffrey Southworth | Kpp Advisory Services LLC independent RIA | Thurston Springer Financial BD affiliated | RIA to affiliated broker-dealer or bank | Oct 18, 2018 | Oct 15, 2018 |
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3 moves match.