DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Capital Wealth, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brent Casey Thompson | Capital Wealth, LLC independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 5, 2026 | Jul 1, 2026 |
| Elijah J Smith | Capital Wealth, LLC independent RIA | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RIA to wirehouse | Oct 21, 2025 | Oct 7, 2025 |
| Elijah J Smith | Capital Wealth, LLC independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | May 26, 2023 | Jul 10, 2023 (45 d) |
| Garrett C Wozniak | Capital Wealth, LLC independent RIA | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RIA to wirehouse | Oct 10, 2022 | Nov 14, 2022 (35 d) |
| Myles Benjaman Overstreet | Capital Wealth, LLC independent RIA | New Millennium Group independent RIA | RIA to RIA | Apr 28, 2022 | May 9, 2022 |
| Theresa Jeanette Combs | Capital Wealth, LLC independent RIA | Sofi Wealth LLC independent RIA | RIA to RIA | May 13, 2019 | Jun 25, 2019 (43 d) |
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6 moves match.